Release of a Notification of Major Holdings of 23.12.2015
12/23/2015
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WKN 843002
ISIN DE0008430026
(Citi)
1. Details of issuer
Königinstraße 107
80802 München
Germany
2. Reason for notification
Acquisition/disposal of instruments
3. Details of person subject to the notification obligation
Name:
Citigroup Inc.
City and country of registered office:
Wilmington, Delaware
United States of America (USA)
4. Names of shareholder(s)
N/A
5. Date on which threshold was crossed or reached
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
|---|---|---|---|---|
| Resulting situation | 0.30% | 4.59% | 4.88% | 166,843,961 |
| Previous notification | 0.13% | % | 9.84% |
7. Details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
|---|---|---|---|---|
| direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | |
| DE0008430026 | 496.025 | % | 0.30% | |
| Total | 496.025 | 0.30% | ||
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
|---|---|---|---|---|
| Listed Option | 18.12.2015 | 4,354,000 | 2.61% | |
| Listed Option | 18.03.2016 | 7,900 | 0.005% | |
| Listed Option | 17.06.2016 | 6,200 | 0.004% | |
| Listed Option | 16.12.2016 | 18,600 | 0.01% | |
| Warrant | 11.01.2016 | 148 | 0.00009% | |
| Warrant | 14.03.2016 | 1,250 | 0.0007% | |
| Warrant | 11.07.2016 | 135 | 0.00008% | |
| Warrant | 15.08.2016 | 700 | 0.0004% | |
| Warrant | 12.12.2016 | 10,646 | 0.006% | |
| Total | 4,399,579 | 2.64% |
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
|---|---|---|---|---|---|
| OTC Swap | 24.10.2016 | Cash | 173,604 | 0.10% | |
| OTC Swap | 23.09.2016 | Cash | 439 | 0.0003% | |
| OTC Swap | 07.12.2016 | Cash | 169 | 0.0001% | |
| OTC Swap | 20.01.2017 | Cash | 1.924 | 0.001% | |
| OTC Option | 18.12.2015 | Physical | 3,031,903 | 1.82% | |
| OTC Option | 16.12.2016 | Cash | 21,123 | 0.01% | |
| OTC Option | 17.06.2016 | Physical | 9,264 | 0.006% | |
| OTC Option | 15.12.2017 | Cash | 13,449 | 0.008% | |
| Total | 3,251,875 | 1.94% |
8. Information in relation to the person subject to the notification obligation
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
|---|---|---|---|
| Citigroup Inc. | % | % | % |
| Citigroup Global Markets Holdings Inc. | % | % | % |
| Citigroup Financial Products Inc. | % | % | % |
| Citigroup Global Markets Europe Limited | % | % | % |
| Citigroup Global Markets Limited | % | % | % |